Implementing Financial Regulation - Theory and Practice
The U.K. has passed the Financial Services and Markets Act 2000, designed to bring financial organizations under the control of a single regulatory agency, the Financial Services Authority. All financial professionals working in the U.K. need to be aware of the implications of the Act and the liabilities it places on them. Published in conjunction with the Act coming into force, this important book explains all the practical details of the Act and its implementation and the underlying rationale behind the reforms.